Our Expectations for This Year’s FINRA Annual Conference
About this event
We think there’s another clear, unambiguous, and painfully obvious conversation that attendees will want to discuss: off-channel communications. Our Expectations for This Year’s FINRA Annual Conference is an official in-person event listing associated with Smarsh. Visit the company-owned event page for the organizer's latest agenda, access details, availability, and registration or viewing instructions.
UPCOMING provides this independent listing to help professionals discover the session.
Our Expectations for This Year’s FINRA Annual Conference is a in-person from Smarsh focused on Data. See Smarsh's website for confirmed availability and schedule details. UPCOMING provides an independent event listing and directs attendees to Smarsh's website to complete registration or viewing.
What you'll learn
- How are records now defined under the updated SEC 17a-4 requirements ?
- What device policy should firms use? BYOD or corporate-owned mobile devices?
- What actions are ‘good enough’ to meet SEC’s requirements to identify and remediate deficiencies, as clearly highlighted in recent enforcement actions?
Topics covered
Frequently asked questions
Who is hosting Our Expectations for This Year’s FINRA Annual Conference?
Our Expectations for This Year’s FINRA Annual Conference is hosted by Smarsh.
When is Our Expectations for This Year’s FINRA Annual Conference?
See the official event page for Our Expectations for This Year’s FINRA Annual Conference's confirmed availability and schedule details.
Where does registration take place?
Registration or viewing is completed on Smarsh's website.
What format is this event?
This is an in-person event.
Which topics does this event cover?
The event covers Data.
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