FINRA Annual Conference 2024: Tackling Off-Channel Communications Compliance
About this event
There were two main topics at FINRA: off-channel communications and AI. In part 1 of our recap series, learn about how to stay ahead of risks with off-channel communications. FINRA Annual Conference 2024: Tackling Off-Channel Communications Compliance is an official in-person event listing associated with Smarsh.
Visit the company-owned event page for the organizer's latest agenda, access details, availability, and registration or viewing instructions. UPCOMING provides this independent listing to help professionals discover the session.
What you'll learn
- Carefully consider what types of communications fall under the "business communications" umbrella based on their specific business model and client interactions
- Ensure that their policies and procedures accurately reflect their definition of "business communications" and provide clear guidance to employees on what is permitted and prohibited
- Regularly review and update their policies and procedures to keep pace with evolving communication channels and regulatory requirements
Topics covered
Frequently asked questions
Who is hosting FINRA Annual Conference 2024: Tackling Off-Channel Communications Compliance?
FINRA Annual Conference 2024: Tackling Off-Channel Communications Compliance is hosted by Smarsh.
When is FINRA Annual Conference 2024: Tackling Off-Channel Communications Compliance?
See the official event page for FINRA Annual Conference 2024: Tackling Off-Channel Communications Compliance's confirmed availability and schedule details.
Where does registration take place?
Registration or viewing is completed on Smarsh's website.
What format is this event?
This is an in-person event.
Which topics does this event cover?
The event covers AI and Compliance.
